I'm Kevin J. Bruni

Hi there, I'm Kevin J Bruni,

a financial expert, asset manager, and legal officer based in Washington, D.C.

Kevin J. Bruni

I am Kevin J. Bruni, a financial expert, asset manager, and legal officer based in Washington, D.C. With years of experience in financial regulation and asset management, I have worked with top regulatory bodies such as the U.S. Securities and Exchange Commission (SEC) and the Financial Conduct Authority (FCA). I also have extensive experience in Nasdaq, navigating complex financial markets and regulatory frameworks. Currently, I work with Capital Recovery Solution, specializing in financial recovery, compliance, and asset restructuring.
I am registered with National Financial Services and 10 Self-Regulatory Organizations (SROs), and through my employers, I hold licenses in all 53 U.S. states and territories.

  • Age 42
  • Residence USA
  • Address 1710 SW 9th Ave #114 , Washington D.C. - 98604
  • Phone +1(647)-948-1349
  • E-mail contactme@kevinbruni.com
Trading License

Achivements 🏆

Successful Asset Recovery – Led multiple high-profile financial recovery projects, successfully restructuring assets for clients, resulting in significant financial return.

Regulatory Leadership – Played a pivotal role in helping firms comply with complex SEC and FCA regulations, enhancing operational efficiency and minimizing legal risks.

Licensing Excellence – Achieved registration across all 53 U.S. states and territories, ensuring compliance and expanding operational reach.

Strategic Market Navigation – Successfully navigated complex financial markets, including Nasdaq, providing clients with tailored strategies for sustained growth.

Industry Recognition – Gained recognition for outstanding contributions to financial regulation and asset management, working with top regulatory bodies like the SEC and FCA.

Multi-State Compliance Mastery – Ensured consistent compliance across diverse financial markets, demonstrating leadership in regulatory frameworks and risk management.

Leadership at Capital Recovery Solution – Spearheaded financial recovery, compliance, and asset restructuring initiatives, driving growth and financial stability for clients.

Cross-Industry Expertise – Leveraged vast knowledge across financial regulation, asset management, and legal compliance, ensuring comprehensive solutions for clients.

Leadership Skills 🤝

  • Strategic Vision & Decision-Making
    95%
  • Financial Leadership & Innovation
    90%
  • Risk Management & Mitigation
    95%
  • Regulatory Compliance Leadership
    95%
  • Ethical Leadership & Integrity
    100%

Languages Skills 🗣️

  • English
    100%
  • Italian
    100%
  • Persian
    100%

Financial Acumen 🤑

  • Market Analysis & Strategy
    90%
  • Financial Risk Management
    75%
  • Investment Advisory
    85%
  • Nasdaq & Trading Regulations
    95%

Knowledge 🧠

  • Financial Expertise
    90%
  • Asset Management
    90%
  • Legal & Regulatory Knowledge
    90%
  • Regulatory Experience
    90%
  • Nasdaq & Market Navigation
    90%
  • Financial Recovery & Compliance
    90%
  • Licensing & Registration
    90%
  • Multi-State Licensing
    90%
Experience 💼
June 2007 - April 2010
National Financial Services LLC - CRD#13041 - San Francisco, CA
April 2001 - May 2007
Fidelity Brokerage Services LLC - CRD#7784 - San Francisco, CA
April 2001 - May 2001
National Financial Services LLC - CRD#13041 - Boston, MA
March 2000 - Feb 2001
Charles Schwab & Co., INC. - CRD#5393 - Westlake, TX
Feb 1998 - Feb 2000
Wells Fargo Securities INC. - CRD#17438 - San Francisco, CA
Nov 1993 - Nov 1996
Wells Fargo Securities INC. - CRD#17438 - San Francisco, CA
Education 🎓
2012
Master of Business Administration (MBA) in Finance & Law, Georgetown University - McDonough School of Business, Washington, D.C. (2012)

Master’s Degree

2009
Bachelor of Science in Finance, George Washington University, Washington, D.C. (2009)

Bachelor’s Degree

2005
Sidwell Friends School, Washington, D.C. (Graduated: 2005)

High School

Interests 🏎️

F1

Passionate golfer, enjoying the challenge, focus, and strategy the game demands, while continuously improving skills and mental resilience.

Golf

Passionate golfer, enjoying the challenge, focus, and strategy the game demands, while continuously improving skills and mental resilience.

Trading

Passionate about trading, analyzing market trends, risk management, and strategic decision-making to navigate financial markets with precision and discipline.

UFC

UFC enthusiast, inspired by discipline, resilience, and strategy, appreciating the dedication, skill, and mental toughness of elite fighters.